DA
CFA
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
23 advisors
Number of Clients
363 clients
Average Client Portfolio
$102.6M average
Assets Under Management
$37.3B
Fee Structure
Financial Planning:Investment management only
Fees for unaffiliated clients are negotiable, ranging from 0.10% to 1.00% annually based on the market value of assets managed. The level of fees depends on the engagement, account size, asset composition, and client preferences. Fees are billed monthly or quarterly in arrears and are typically non-refundable. Clients are responsible for custodial fees, brokerage expenses, and investment-related costs.
Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information
Office location
5910 Mineral Point Rd, Madison, WI, 53705
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Trustage Investment Management
November 2021 - Present · 4 yrs 2 mos
CUNA Brokerage Services, INC.
May 2020 - Present · 5 yrs 8 mos
CUNA Brokerage Services, INC.Broker
May 2020 - Present · 5 yrs 8 mos
Previous Registrations
CUNA Brokerage Services, INC.
May 2020 - November 2021 · 1 yr 6 mos
Raymond James Financial Services Advisors, INC
November 2013 - September 2019 · 5 yrs 10 mos
Raymond James Financial Services, INC.Broker
November 2013 - September 2019 · 5 yrs 10 mos
Hefty Wealth Partners, INC.
November 2011 - January 2013 · 1 yr 2 mos
LPL Financial LLC Broker
October 2011 - February 2013 · 1 yr 4 mos
Audobon Securities, INC.Broker
June 2004 - May 2005 · 11 mos
State Registrations1 state
WI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.