Firm Information

Compensation
N/A
Number of Advisors
316 advisors
Number of Clients
280 clients
Average Client Portfolio
$293K average
Assets Under Management
$82.0M

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only

AFA receives compensation from FIWA based on a percentage of your managed assets, up to 1.5%. Your IAR (Investment Advisory Representative) receives a portion of this fee and can negotiate a reduction. The fees are charged quarterly, in advance, based on the market value of your account. The table above shows the fee ranges for different account sizes. These fees cover investment advice and trading costs within the FMAX wrap fee program.

Areas of Practice
Investment Management
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Advisor Information

Office location

67 E Main St, Bay Shore, NY, 11706-8366

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Allstate Financial Advisors, LLC
January 2024 - Present · 2 yrs
Allstate Financial Services, LLCBroker
January 2012 - Present · 14 yrs
Previous Registrations
MML Investors Services, INC. Broker
April 2006 - March 2010 · 3 yrs 11 mos
Pruco Securities, LLC. Broker
August 2003 - April 2006 · 2 yrs 8 mos
State Registrations3 states
NCNYSC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.