CB
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
74 advisors
Number of Clients
67,276 clients
Average Client Portfolio
$927K average
Assets Under Management
$62.4B
Fee Structure
Financial Planning:Investment management only
Fees vary based on investment strategy, product type, account size, customization, and services provided, and are negotiated in advance. Investment management fees are typically a percentage of assets under management, billed quarterly. RIM does not charge a fee for model strategies comprised of RIM Advised Registered Funds. Clients may also bear other costs associated with investments.
Areas of Practice
Investment Management
Loading...
Advisor Information
Office location
1301 Second Avenue, 18th Floor, Seattle, WA, 98101
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Russell Investments
April 2010 - Present · 15 yrs 9 mos
Russell Investments Financial Services, LLC
November 2004 - Present · 21 yrs 2 mos
Russell Investments Financial Services, LLCBroker
November 2004 - Present · 21 yrs 2 mos
Previous Registrations
Financial Network Investment CorporationBroker
January 2003 - August 2003 · 7 mos
Zions Investment Securities, INC.Broker
October 2002 - January 2003 · 3 mos
State Registrations3 states
CAHIWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.