AS
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
158 advisors
Number of Clients
10,401 clients
Average Client Portfolio
$245K average
Assets Under Management
$2.6B
Fee Structure
Financial Planning:Included in AUM fee
This firm provides access to wrap fee advisory programs. They also offer financial planning services to wrap fee clients at no additional charge. The firm also receives compensation from the Bank Deposit Sweep Program (BDSP), creating a conflict of interest.
Areas of Practice
Investment ManagementRetirement PlanningEstate Planning
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Advisor Information
Office location
345 Union Hill Road, Manalapan, NJ, 07726
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Amul co-owns two rental properties, one since 2012 and the other since 2019. He spends minimal time on these activities.
Employment History
Current Registrations
Santander Securities
September 2012 - Present · 13 yrs 4 mos
Santander Securities LLC Broker
September 2012 - Present · 13 yrs 4 mos
Previous Registrations
LPL Financial LLC
May 2012 - September 2012 · 4 mos
LPL Financial LLC Broker
May 2012 - September 2012 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
October 2009 - July 2011 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - July 2011 · 1 yr 9 mos
Banc of America Investment Services, INC.
October 2007 - October 2009 · 2 yrs
Banc of America Investment Services, INC.Broker
October 2007 - October 2009 · 2 yrs
Wachovia Securities, LLC
September 2004 - October 2007 · 3 yrs 1 mo
Wachovia Securities, LLC Broker
September 2004 - October 2007 · 3 yrs 1 mo
AXA Advisors, LLC
June 2003 - May 2004 · 11 mos
AXA Advisors, LLC Broker
December 2002 - May 2004 · 1 yr 5 mos
State Registrations1 state
NJ
AdvisorBrokerBoth
Exams
No exam information available for this advisor.