LJ
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
29 advisors
Number of Clients
1,490 clients
Average Client Portfolio
$591K average
Assets Under Management
$880.4M
Fee Structure
Financial Plan Fee:$1,500 - $10,000
Hourly Rate:Up to $350/hr
The maximum annual fee for asset management and comprehensive portfolio management is 2.00%, negotiable and billed quarterly in advance. Financial planning is offered at an hourly rate not exceeding $350 or flat fees ranging from $1,500 to $10,000. Retirement plan consulting is billed hourly (max $250), flat fee ($750-$10,000), or as a percentage of plan assets (max 2.00%).
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningTax PlanningFinancial Planning & Coaching
Loading...
Advisor Information
Office location
201 E. Sandpointe Ave, Suite 460, South Coast Metro, CA, 92707
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
July 1997Final Disposition
Other Business Activities
Lee is associated with Tangent Retirement Inc. for tax/investment purposes, dedicating minimal time to this activity.
Employment History
Current Registrations
Golden State Equity Partners, LLC
September 2022 - Present · 3 yrs 4 mos
Previous Registrations
Golden State Equity Advisors, LLC
February 2021 - September 2022 · 1 yr 7 mos
Stratos Wealth Partners, Ltd
December 2013 - February 2021 · 7 yrs 2 mos
LPL Financial LLC Broker
December 2013 - March 2021 · 7 yrs 3 mos
Unionbanc Investment Services, LLC
January 2012 - December 2013 · 1 yr 11 mos
Unionbanc Investment Services, LLC Broker
January 2012 - December 2013 · 1 yr 11 mos
Chase Investment Services CORP.Broker
May 2009 - January 2012 · 2 yrs 8 mos
Chase Investment Services CORP.
May 2009 - January 2012 · 2 yrs 8 mos
Wamu Investments, INC.
September 2008 - May 2009 · 8 mos
Wamu Investments, INC.Broker
August 2008 - May 2009 · 9 mos
Compass Brokerage, INC.Broker
November 2007 - June 2008 · 7 mos
Chase Investment Services CORP.Broker
July 2005 - September 2007 · 2 yrs 2 mos
Chase Investment Services CORP.
July 2005 - September 2007 · 2 yrs 2 mos
Banc One Securities Corporation
March 2005 - July 2005 · 4 mos
Banc One Securities CorporationBroker
March 2005 - July 2005 · 4 mos
Wells Fargo Investments, LLC
January 2003 - November 2004 · 1 yr 10 mos
Wells Fargo Investments, LLCBroker
October 2002 - November 2004 · 2 yrs 1 mo
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.