Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
34 advisors
Number of Clients
41,475 clients
Average Client Portfolio
$26.9M average
Assets Under Management
$1114.8B

Fee Structure

Financial Planning:Investment management only

NTI's fees are generally negotiable and can be based on assets under management/advisement, fixed, or performance-based. The brochure lists fee ranges for various services, such as up to 1.00% for third-party strategies in separately managed accounts, up to 0.65% for quantitative equity, and up to 0.30% for passive equity. Fees are invoiced quarterly, monthly, or as stated in the client's agreement. Investment advisory services may include holdings in proprietary and non-proprietary investment pools, which have their own fees and expenses in addition to NTI’s investment advisory fee.

Areas of Practice
Investment Management
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Advisor Information

Office location

390 Park Avenue, 2nd Floor, New York, NY, 10022

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northern Trust Investments, Incorporated
November 2024 - Present · 1 yr 2 mos
Northern Trust Securities, INC. Broker
October 2024 - Present · 1 yr 3 mos
Previous Registrations
Aqr Investments, LLCBroker
August 2023 - September 2024 · 1 yr 1 mo
Blackrock Investment Management, LLC
April 2023 - August 2023 · 4 mos
Blackrock Investments, LLCBroker
April 2023 - August 2023 · 4 mos
Columbia Management Investment Advisers, LLC
October 2010 - March 2011 · 5 mos
Ust Securities CORP.Broker
June 2004 - December 2007 · 3 yrs 6 mos
Scudder Investor Services, INC.Broker
February 2004 - May 2004 · 3 mos
State Registrations51 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.