Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The firm's fees are based on the Investment Management Agreement. The Caitlin John Wrapped Program fees do not exceed 2.48%, and Non-wrap fees do not exceed 3.00%. Fees may be tiered, tapered, or fixed. IARs can negotiate fees based on complexity and service level. There is a $2.92 monthly technology fee for all Non-wrap fee structures. The firm sets an account minimum of $250,000, which may be waived by the IAR.
Areas of Practice
Advisor Information
Office location
1024 E. Grand River Ave, Suite B, Brighton, MI, 48116
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Steven is a silent partner in Monthly Shoppers Inc., treasurer and vice president at Swartz Ambulance (dedicating about 10-20% of his time), and a real estate agent with Cornerstone Real Estate of Southwest Florida (dedicating about 10-20% of his time). None of these activities are investment-related.