JK
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
8 advisors
Number of Clients
737 clients
Average Client Portfolio
$531K average
Assets Under Management
$391.2M
Fee Structure
Minimum Investment:None
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 2.50% |
| $500K - $2.0M | 2.25% |
| $2.0M - $5.0M | 2.00% |
| $5.0M - $10.0M | 1.75% |
| $10M+ | 1.75% |
Fees negotiable for accounts over $10,000,000.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Financial Plan Fee:$1,500 - $10,000
Hourly Rate:$100 - $500/hr
Fees for asset management and pension consulting are based on a percentage of assets under management. Financial planning and consulting fees are charged on an hourly basis ($100-$500) or a flat fee basis ($1,500-$10,000), depending on the complexity. Fees are negotiable. Some associates may sell securities for a commission.
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningCharitable GivingEducation PlanningTax Planning
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Advisor Information
Office location
1630 E River Rd, Ste. 212, Tucson, AZ, 85718
Get directionsRegulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2023Settled
Customer Dispute
September 2018Award / Judgment
Customer Dispute
November 2017Settled
Customer Dispute
August 2016Settled
Other Business ActivitiesSells Insurance
Jacob is an agent in the fixed annuity business and involved with various insurance businesses. He also serves as a board member for Blair Charity Group and the Catholic Tuition Support Organization, and owns multiple LLCs for rental property, administrative operations, and holding basketball tickets.
Employment History
Current Registrations
Nova Financial Services
May 2009 - Present · 16 yrs 8 mos
Previous Registrations
Mutual Advisors, LLC
July 2013 - May 2017 · 3 yrs 10 mos
Mutual Securities, INC.
May 2009 - July 2013 · 4 yrs 2 mos
Mutual Securities, INC.Broker
May 2009 - November 2017 · 8 yrs 6 mos
Wells Fargo Advisors Financial Network, LLC
September 2005 - May 2009 · 3 yrs 8 mos
Wells Fargo Advisors Financial Network, LLC Broker
August 2005 - May 2009 · 3 yrs 9 mos
Merrill Lynch Pierce Fenner & Smith INC.
February 2003 - August 2005 · 2 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
January 2003 - August 2005 · 2 yrs 7 mos
State Registrations5 states
AZCAILTXWA
Advisor
Exams
No exam information available for this advisor.