Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
40 advisors
Number of Clients
3,655 clients
Average Client Portfolio
$274K average
Assets Under Management
$1.0B

Fee Structure

Minimum Investment:$5K

Fees for advisory programs are bundled and include advisory, technology, administrative, custody, execution, and portfolio management services. The specific fee is in the Statement of Investment Selection and is negotiable. The annual minimum for the firm fee component of the Client Fee ranges from $0 to $150, depending on the Advisory Program. The annual minimum for the custody fee component of the Client Fee ranges from $0 to $100, depending on the Advisory Program. Financial planning services are currently offered without separate charges or fees.

Areas of Practice
Investment ManagementFinancial Planning & Coaching
Loading...

Advisor Information

Office location

433 Main Street, Green Bay, WI, 54301-5114

Get directions
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
June 2016
Other Business Activities

Eric referees youth basketball for various leagues and local tournaments, dedicating about 10-20% of his time. This activity is not investment-related.

Employment History
Current Registrations
Associated Investment Services, INC.
May 2024 - Present · 1 yr 8 mos
Associated Investment Services, INC. Broker
April 2024 - Present · 1 yr 9 mos
Previous Registrations
Thrivent Investment Management INC.
September 2017 - May 2023 · 5 yrs 8 mos
Thrivent Investment Management INC. Broker
September 2017 - May 2023 · 5 yrs 8 mos
Sii Investments, INC.Broker
June 2016 - June 2017 · 1 yr
Sii Investments, INC.
June 2016 - June 2017 · 1 yr
LPL Financial LLC
July 2010 - July 2016 · 6 yrs
LPL Financial LLC Broker
July 2010 - July 2016 · 6 yrs
Uvest Financial Services Group, INC.
February 2010 - May 2010 · 3 mos
Uvest Financial Services Group, INC.Broker
February 2010 - May 2010 · 3 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2008 · 1 yr 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2008 · 1 yr 2 mos
Morgan Stanley
December 2006 - April 2007 · 4 mos
Morgan Stanley Dw INC.Broker
December 2006 - April 2007 · 4 mos
Merrill Lynch Pierce Fenner & Smith INC.
August 2004 - November 2006 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
August 2004 - November 2006 · 2 yrs 3 mos
The Lincoln National Life Insurance CompanyBroker
July 2003 - August 2004 · 1 yr 1 mo
Lincoln Financial Advisors CorporationBroker
July 2003 - August 2004 · 1 yr 1 mo
AXA Advisors, LLC Broker
March 2003 - June 2003 · 3 mos
State Registrations50 states
AKALARAZCACOCTDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.