CS

Caleb Michael Svoboda

22 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
65 advisors
Number of Clients
12,626 clients
Average Client Portfolio
$117K average
Assets Under Management
$1.5B

Fee Structure

Minimum Investment:None
Financial Plan Fee:Up to $2,500
Hourly Rate:Up to $300/hr

HBW charges an annual asset management fee, not exceeding 2.00%, based on a percentage of assets under management. The actual fee depends on factors like assets, investment complexity, and client objectives. Financial planning fees are either fixed (up to $2,500) or hourly (up to $300/hour), negotiable based on complexity. They also offer combined financial planning and asset management services at a fixed rate of up to $10,000. Online portfolio management fees will not exceed 1.50%.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningCharitable GivingEducation PlanningFinancial Planning & CoachingInsurance Planning
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Advisor Information

Office location

2655 1st Street, Suite 250, Simi Valley, CA, 93065

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Regulatory History (1)
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Civil Bond
May 2003
Other Business ActivitiesSells Insurance

Caleb sells life, disability, and long-term care insurance as an insurance agent with various companies. He also operates under the DBA Winfield Wealth Advisors LLC as a financial planner, dedicating about a quarter of his time to this.

Employment History
Current Registrations
Hbw Advisory Services LLC
July 2016 - Present · 9 yrs 6 mos
Previous Registrations
Cetera Advisor Networks LLCBroker
June 2017 - December 2019 · 2 yrs 6 mos
Hbw Securities LLCBroker
May 2016 - July 2017 · 1 yr 2 mos
Foreside Funds Distributors LLCBroker
January 2007 - February 2016 · 9 yrs 1 mo
Aston Funds Distributors, INC.Broker
August 2004 - December 2006 · 2 yrs 4 mos
Scudder Distributors, INC.Broker
March 2003 - July 2004 · 1 yr 4 mos
State Registrations1 state
IL
Advisor
Exams
No exam information available for this advisor.
Caleb Michael Svoboda - Financial Advisor | AdvisorDiscover