TD
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
4 advisors
Number of Clients
413 clients
Average Client Portfolio
$179K average
Assets Under Management
$73.8M
Fee Structure
Hourly Rate:Up to $350/hr
This brochure supplement does not contain any fee information. Please refer to the PMB Capital Management LLC DBA Brookstone Financial brochure for fee details.
Areas of Practice
Insurance Planning
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Advisor Information
Office location
2213 Allison Lane, Jeffersonville, IN, 47130
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Tammi works as an insurance agent for Brookstone Financial, providing insurance sales and services since 2021. This takes about half of her time, including during securities trading hours.
Employment History
Current Registrations
Brookstone Financial
August 2021 - Present · 4 yrs 5 mos
Previous Registrations
Lasalle St. Investment Advisors, L.L.C.
December 2017 - June 2021 · 3 yrs 6 mos
Lasalle St Securities, L.L.C.Broker
December 2017 - June 2021 · 3 yrs 6 mos
Invest Financial CorporationBroker
February 2016 - December 2017 · 1 yr 10 mos
Invest Financial Corporation
February 2016 - December 2017 · 1 yr 10 mos
U.S. Bancorp Investments, INC.
June 2011 - August 2015 · 4 yrs 2 mos
U.S. Bancorp Investments, INC. Broker
June 2011 - August 2015 · 4 yrs 2 mos
Chase Investment Services CORP.
April 2010 - June 2011 · 1 yr 2 mos
Chase Investment Services CORP.Broker
July 2005 - June 2011 · 5 yrs 11 mos
Banc One Securities CorporationBroker
August 2003 - July 2005 · 1 yr 11 mos
State Registrations2 states
INKY
Advisor
Exams
No exam information available for this advisor.