AS
Firm Information
Compensation
N/A
Number of Advisors
541 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Capital Client Group, Inc. is compensated by Capital Research and Management Company to cover its expenses. There are no direct fees charged to clients by Capital Client Group, Inc.
Areas of Practice
Estate Planning
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Advisor Information
Office location
333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Allison is a co-owner with her husband of 138 BPR LLC, which will eventually have rental properties. She dedicates minimal time to this non-investment related business.
Employment History
Current Registrations
Capital Client Group, INC.
August 2019 - Present · 6 yrs 5 mos
Capital Client Group, INC. Broker
August 2019 - Present · 6 yrs 5 mos
Capital Client Group, INC.
August 2019 - Present · 6 yrs 5 mos
Previous Registrations
Pgim Investments LLC
December 2009 - July 2019 · 9 yrs 7 mos
Prudential Investments LLC
November 2008 - December 2008 · 1 mo
Prudential Investment Management Services LLCBroker
October 2008 - July 2019 · 10 yrs 9 mos
Pioneer Institutional Asset Management, INC.
April 2006 - October 2008 · 2 yrs 6 mos
Pioneer Investment Management, INC.
October 2005 - April 2006 · 6 mos
Pioneer Funds Distributor, INC.Broker
September 2005 - October 2008 · 3 yrs 1 mo
Putnam Retail Management Limited PartnershipBroker
May 2003 - August 2005 · 2 yrs 3 mos
State Registrations4 states
CACTFLNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.