Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5M+ | 0.60% |
Fees can be negotiable.
Fee Estimator
The annual fee for investment services is based on a percentage of your assets under management, billed quarterly in arrears. The fee schedule is 1.25% on the first $250,000, 1.00% on the next $1,750,000, 0.85% on the next $3,000,000, and 0.60% on amounts over $5,000,000. A minimum quarterly management fee of $25 applies (prorated monthly). Fees can be negotiable. Financial planning services are typically covered by management fees, but St. Germain reserves the right to charge separately for such services.
Areas of Practice
Advisor Information
Office location
1500 Main St, 25th Floor, Springfield, MA, 01115-1001
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Patricia is employed by DJ St. Germain Co., Inc. and subsidiary St. Germain Investment Management. Patricia also co-owns The Wild One Candle and The Wild One Candles and Gifts with her son, dedicating about a quarter of her time to this non-investment related activity.