Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Signal Securities charges fees based on the specific model used. Asset Allocation Model: Ranges from 0.75% to 2.00% depending on AUM. Private Client Asset Management Model: Ranges from 1.25% to 3.00% depending on AUM and inclusion of limited partnerships/options. Discretionary Asset Allocation Model Portfolios: 1.50% on the first $25,000 and 1.25% on assets over $25,000. 401K Optimizer: 1.00% annually. Flat Fee Planning: Hourly fee not to exceed $250.00/hour. Separately Managed Account (SMA): Fees are charged monthly, in arrears, based on the average daily balance for the previous month. The asset-based fee includes Schwab's brokerage and custody services and each money manager's services. This fee is in addition to your advisory fee. Fees are generally charged quarterly in advance, but 401k Optimizer fees are charged in arrears. Fees may be negotiable at Signal's discretion.
Areas of Practice
Advisor Information
Office location
601 S. Main, Suite 202, Grapevine, TX, 76051
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James works as a Captain on S80 aircraft and manages American Airlines Veterans Programs, dedicating about a quarter of his time. He also serves as Co-chair and Vice President of Tribute to Valor Foundation, a non-profit, in an uncompensated role.