AM

Autumn Lynne Maack

17 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
231 advisors
Number of Clients
19,012 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$30.1B

Fee Structure

Prime Capital Financial offers various fee structures depending on the service. Asset management fees are charged either as part of a wrap fee program (advisory and transaction costs combined) or on a transaction-based pricing model (advisory fees plus separate transaction costs). They also offer financial planning and business consulting services, the fees for which are not detailed in this brochure. Minimum investment amounts are required, but the specific amount is not stated in this brochure.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingBusiness Owners
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Advisor Information

Office location

6325 Ranch Drive, Little Rock, AR, 72223

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Autumn is an Investment Advisor Representative (IAR) at Prime Capital Investment Advisors, LLC. This activity takes about half of her time, including time during trading hours.

Employment History
Current Registrations
Prime Capital Financial
May 2019 - Present · 6 yrs 8 mos
Private Client Services, LLC Broker
April 2019 - Present · 6 yrs 9 mos
Previous Registrations
Scottrade Investment Management
October 2017 - March 2018 · 5 mos
Scottrade, INC.Broker
March 2007 - March 2018 · 11 yrs
State Registrations1 state
AR
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Autumn Lynne Maack - Financial Advisor | AdvisorDiscover