DI
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
56 advisors
Number of Clients
2,120 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$2.3B
Fee Structure
Minimum Investment:$50K
Popular Securities charges an annual advisory fee with a cap of 2.50% for the FMAX Program and 1.10% for the Fixed Income Program, calculated as a percentage of assets under management. The total client fee is negotiated on a case-by-case basis. Fees are charged quarterly in advance. Financial planning services are offered for a flat fee, which varies depending on the complexity of the plan.
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningEducation PlanningHigh Net Worth
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Advisor Information
Office location
San Patricio Gallery, Avenida González Giusti Bloque 9, Guaynabo, PR, 00968
Get directionsRegulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2018Settled
Customer Dispute
February 2018Settled
Other Business Activities
Desiree is a volunteer board member at the Investment & Wealth Institute and spends minimal time on this activity. Desiree also owns rental property, generating income from short-term stays, and spends a few hours per week on this activity.
Employment History
Current Registrations
Popular Securities, LLC
May 2015 - Present · 10 yrs 8 mos
Popular Securities, LLC Broker
October 2004 - Present · 21 yrs 3 mos
Previous Registrations
R-G Investments CorporationBroker
August 2003 - September 2004 · 1 yr 1 mo
State Registrations7 states
CTDEFLILNYPRSC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.