Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
27 advisors
Number of Clients
167 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$378.5M

Fee Structure

Fees are based on a percentage of assets under management, hourly charges, fixed fees, and commissions. All fees are fully disclosed and negotiable. The firm also offers fee-based financial planning services on an hourly or flat fee basis. Clients have the right to rescind the financial planning agreement without penalty within five business days of entering into such a contract. The firm does not dictate a minimum or maximum fee – all fees are reviewed by the compliance staff to confirm the legitimacy of the fees agreed upon.

Areas of Practice
Investment ManagementRetirement PlanningEstate Planning
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Advisor Information

Office location

5793 Widewaters Parkway, Dewitt, NY, 13214

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Regulatory History (1)
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Judgment / Lien
November 2016
Other Business ActivitiesSells Insurance

Michael sells fixed insurance products as an independent contractor, dedicating a few hours per week during securities trading. He also works as a talent acquisition manager for Gold Standard Financial Group, spending about 10-20% of his time recruiting for medicare specialist positions.

Employment History
Current Registrations
Hazard & Siegel Advisory Services LLC
February 2020 - Present · 5 yrs 11 mos
Hazard & Siegel, INC.Broker
January 2020 - Present · 6 yrs
Previous Registrations
LPL Financial LLC Broker
November 2016 - December 2019 · 3 yrs 1 mo
LPL Financial LLC
November 2016 - December 2019 · 3 yrs 1 mo
Msi Financial Services, INC.
March 2016 - November 2016 · 8 mos
Msi Financial Services, INC.Broker
July 2003 - November 2016 · 13 yrs 4 mos
Metropolitan Life Insurance CompanyBroker
July 2003 - July 2007 · 4 yrs
State Registrations4 states
KSOHPAWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.