Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.5M | 0.90% |
| $1.5M - $3.0M | 0.75% |
| $3.0M - $10.0M | 0.65% |
| $10.0M - $20.0M | 0.40% |
| $20M+ | 0.30% |
Minimum annual fee: $7,500. Minimum relationship size of $1,500,000 may be negotiable.
Fee Estimator
The standard investment management fee schedule is tiered based on assets under management. The minimum annual fee is $7,500, and the firm reserves the right to impose a minimum of $1,500,000 of assets under management to open a portfolio management relationship. These minimums may be negotiable under certain circumstances. Financial planning services are typically included in the investment management fee. Fees are billed quarterly in arrears.
Areas of Practice
Advisor Information
Office location
85 Beach Street, Building D - Unit 17A, Westerly, RI, 02891
Get directionsRegulatory History (1)
Regulatory
May 2007Other Business Activities
Stephen is the sole proprietor of a non-investment related accounting firm, providing tax preparation and planning services. He also owns 5% of Trisplit, Inc., a marketplace for data and software, dedicating about 10-25 hours per month to this activity.