Sean Oliver Buxton

CFP

Integrity Alliance, LLC

21 Years of Experience

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Firm Information

Integrity Alliance, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

424 advisors

Number of Clients

14,148 clients

Average Client Portfolio

$170K average

Assets Under Management

$2.4B

Fee Structure

This firm offers both wrap-fee and non-wrap fee programs. In a wrap fee program, clients pay a single, bundled fee that covers investment advisory services and the execution of transactions. In a non-wrap fee program, the advisory fee does not include trade execution costs or other service charges, and these costs are incurred separately by the client. Variable annuities are excluded from wrap fee program billing.

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Areas of Practice

Investment ManagementRetirement PlanningHigh Net Worth

Advisor Information

Office location

459 Monterey Ave, Los Gatos, CA, 95030

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Regulatory History (1)

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Criminal

October 2000

Final Disposition

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Other Business ActivitiesSells Insurance

Sean is involved in several outside business activities. He sells insurance products (life) through Baer & Bunger Financial and Insurance Services, LLC, dedicating minimal time. Sean also works full-time at Legacy Capital Group California doing fee-based financial planning and asset management, and serves as a board member for GMW Associates, spending minimal time.