KC

Kevin Edward Cox

20 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
18 advisors
Number of Clients
626 clients
Average Client Portfolio
$50K average
Assets Under Management
$31.1M

Fee Structure

Financial Planning:Investment management only
Financial Plan Fee:$12 - $48

The firm charges an annual advisory fee of 0.10% of assets under management for Ongoing advisory services, accrued monthly and payable upon a "Liquidating Event". For Art Investment Plans, the monthly advisory fee is $1 for investment amounts less than $500, $2 for $501-$2,500, and $4 for $2,500+. These fees are assessed annually. The firm does not currently charge an advisory fee for Point-in-Time advice or Strategy Opportunities. Masterworks receives compensation from Masterworks Issuers.

Areas of Practice
Investment Management
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Advisor Information

Office location

1 World Trade, 57th Floor, New York, NY, 10007

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kevin is an employee of Masterworks, LLC, an alternative investment platform, since September 2023. As a Masterworks Platform Associate, he performs defined administrative functions for the platform, dedicating a few hours per week to this role.

Employment History
Current Registrations
Masterworks Advisers, LLC
June 2023 - Present · 2 yrs 7 mos
Previous Registrations
Arete Wealth Management, LLCBroker
April 2022 - February 2023 · 10 mos
Arete Wealth Advisors, LLC
March 2022 - July 2023 · 1 yr 4 mos
Independent Brokerage Solutions LLCBroker
March 2021 - March 2022 · 1 yr
Owl Rock SecuritiesBroker
September 2020 - November 2020 · 2 mos
Owl Rock SecuritiesBroker
May 2017 - August 2020 · 3 yrs 3 mos
Bluerock Capital Markets LLCBroker
July 2016 - June 2017 · 11 mos
Carey Financial, LLCBroker
October 2008 - March 2016 · 7 yrs 5 mos
Lord Abbett Distributor LLCBroker
August 2007 - August 2008 · 1 yr
Lord, Abbett & CO. LLC
August 2007 - August 2008 · 1 yr
Lincoln Financial Advisors Corporation
December 2004 - July 2007 · 2 yrs 7 mos
Lincoln Financial Advisors CorporationBroker
April 2004 - July 2007 · 3 yrs 3 mos
The Lincoln National Life Insurance CompanyBroker
April 2004 - April 2006 · 2 yrs
State Registrations2 states
NYTX
Advisor
Exams
No exam information available for this advisor.