Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
10088 advisors
Number of Clients
584,487 clients
Average Client Portfolio
$280K average
Assets Under Management
$163.8B

Fee Structure

Minimum Investment:$25K

Cetera Investment Advisers offers both wrap and non-wrap fee programs. In a non-wrap fee arrangement, you pay advisory fees and transaction costs separately. In a wrap fee program, you pay a single fee based on a percentage of the account's value, which includes investment adviser services and transaction costs. Fees are negotiable with your advisor. Minimum account opening balances vary by program, often starting at $25,000.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEducation PlanningEstate Planning
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Advisor Information

Office location

Bloomington, MN

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Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2009
Settled
Customer Dispute
September 2008
Denied
Other Business ActivitiesSells Insurance

Aaron sells fixed life, health, disability, annuities, and long-term care insurance products as a representative for various companies. He also refers people to Choice Financial for online banking and works as a financial advisor for Strategic Investment Partners full-time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 7 mos
Cetera Wealth Services, LLCBroker
May 2009 - Present · 16 yrs 8 mos
Previous Registrations
Advisornet Wealth Management
February 2014 - September 2019 · 5 yrs 7 mos
Cetera Advisor Networks LLC
January 2014 - June 2023 · 9 yrs 5 mos
Ameriprise Financial Services, INC.
November 2008 - May 2009 · 6 mos
Ameriprise Financial Services, INC. Broker
March 2004 - May 2009 · 5 yrs 2 mos
Ids Life Insurance CompanyBroker
March 2004 - July 2006 · 2 yrs 4 mos
State Registrations7 states
CAFLMNNCOHSDWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.