Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1000K | 2.00% |
| $1.0M - $2.5M | 1.75% |
| $2.5M - $5.0M | 1.50% |
| $5.0M - $7.5M | 1.25% |
| $7.5M - $10.0M | 1.00% |
| $10.0M - $25.0M | 0.75% |
| $25M+ | 0.50% |
Fees are generally negotiable.
Fee Estimator
11 Financial charges asset-based fees for portfolio management, as detailed in the fee table. These fees are negotiable. Financial planning services are billed at $250 per hour, also negotiable. Fixed fees for creating financial plans range from $50 to $5,000, charged in advance. Clients are responsible for third-party fees like custodian and brokerage fees. There is no minimum account size.
Areas of Practice
Advisor Information
Office location
504 S First St., Lufkin, TX, 75901
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joseph is the President of the Board of Directors of The Legacy Institute for Financial Education, a non-profit organization. This activity is not financial related.