Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $2.0M | 1.10% |
| $2.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.40% |
Fees are charged quarterly in advance. The 1.10% fee applies to "Core" clients with $2 million or less managed. Fees may be individually negotiated.
Fee Estimator
You'll generally pay a fee based on a percentage of your assets under management. For "Core" clients (under $2 million managed), the fee is 1.10%. For "Non-Core" clients (over $2 million), fees are tiered (see table). Financial and estate planning services range from $500 to $10,000+. Fees are negotiable and may vary based on complexity and scope of services. There are also fees for qualified retirement plan advisory services.
Areas of Practice
Advisor Information
Office location
10401 West Innovation Drive, Suite 300, Wauwatosa, WI, 53226
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brian and his wife own two duplexes, renting out one entirely and half of the other. Brian earns $7-8,000 annually from this activity, dedicating minimal time outside of trading hours.