SE
CFA

Steven William Edgren

21 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
16 advisors
Number of Clients
266 clients
Average Client Portfolio
$16.8M average
Assets Under Management
$4.5B

Fee Structure

Financial Planning:Included in AUM fee

Investment advisory fees typically range from 0.50% to 1.00% annually, depending on the relationship size, service complexity, reporting requirements, and investment strategies. Certain clients may have fixed annual or fixed-rate fees. Fees include financial planning and consulting services unless separately engaged. Retirement plan advisory fees are charged up to 1.00% annually. Strategic planning and consulting services, if separate, are offered on a fixed-fee basis and may be negotiable.

Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningCharitable GivingInsurance PlanningHigh Net Worth
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Advisor Information

Office location

2795 E Cottonwood Parkway, Suite 600, Salt Lake City, UT, 84121

Get directions
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2017
Settled
Other Business Activities

Steven has an e-commerce account for Amazon that is not investment-related. This takes a few hours per week.

Employment History
Current Registrations
Sepio Capital, LP
May 2020 - Present · 5 yrs 8 mos
Previous Registrations
Morgan Stanley
November 2010 - May 2020 · 9 yrs 6 mos
Morgan Stanley Broker
November 2010 - May 2020 · 9 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2004 - November 2010 · 6 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
January 2004 - November 2010 · 6 yrs 10 mos
State Registrations2 states
TXUT
Advisor
Exams
No exam information available for this advisor.