Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio management fees are negotiable and based on the average daily balance of assets, billed monthly in arrears. A portion of the fee is paid to third-party model providers (0.00% to 0.35% annually). There's also an annual $100 administrative and technology fee per account ($8.33/month). Financial planning fees are either fixed (up to $10,000) or hourly (up to $300). Self-directed brokerage account fees are fixed at up to $200/year.
Areas of Practice
Advisor Information
Office location
200 E. Broadway Ave., Suite 412, Maryville, TN, 37804
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Herbert is the President and Founder of Foothills-Retirement Income Solutions LLC, where he sells life insurance and annuities, dedicating nearly full-time hours to this role. He also provides outsourced estate planning and real estate solutions, along with tax preparation services, taking about 10-20% of his time, minimal time, and about a quarter of his time, respectively.