Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
59 advisors
Number of Clients
4,385 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$5.1B

Fee Structure

Financial Plan Fee:Up to $100,000

Avior's investment management fees will not exceed 2.0% annually and are negotiable. Fees are typically assessed based on the amount of assets to be managed, the complexity of the portfolio and the services to be rendered. Fees are billed quarterly and monthly, in advance and in arrears, and calculated based on the market value of the assets in the managed account. Financial planning services are billed as a fixed fee, with a maximum charge of $100,000, and are negotiable. If the client also contracts with Avior for investment management services, the client may receive financial planning services at no charge.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInsurance Planning
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Advisor Information

Office location

14648 N. Scottsdale Road, Suite 300, Scottsdale, AZ, 85254

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Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2009
Closed-No Action
Employment Separation After Allegations
April 2009
Other Business Activities

Curtis is the owner of Clearview Financial Group LLC, an operating company and DBA. He spends minimal time on this activity.

Employment History
Current Registrations
Avior Wealth Management, LLC
October 2022 - Present · 3 yrs 3 mos
Previous Registrations
Capital Wealth Alliance, LLC
October 2018 - October 2022 · 4 yrs
Kingswood Capital Partners, LLCBroker
October 2018 - October 2022 · 4 yrs
Raymond James Financial Services Advisors, INC
June 2009 - October 2018 · 9 yrs 4 mos
Raymond James Financial Services, INC.Broker
May 2009 - October 2018 · 9 yrs 5 mos
Wells Fargo Investments, LLC
November 2005 - April 2009 · 3 yrs 5 mos
Wells Fargo Investments, LLCBroker
November 2005 - April 2009 · 3 yrs 5 mos
Morgan Stanley Dw INC.Broker
September 2004 - September 2005 · 1 yr
State Registrations3 states
AZNETX
Advisor
Exams
No exam information available for this advisor.
Curtis Lee Smith - Financial Advisor | AdvisorDiscover