BD
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
51 advisors
Number of Clients
4,714 clients
Average Client Portfolio
$189K average
Assets Under Management
$890.0M
Fee Structure
Minimum Investment:None
Financial Planning:Included in AUM fee
Fees are based on a percentage of assets under management. The maximum annual fee is 2%, billed quarterly at 0.50%. For 3rd party money manager trading signals, the annual fee is 0.75%. SAM also receives solicitor fees from third-party money managers, typically 1.00%. Clients are responsible for third-party fees like custodian and brokerage fees. There is an additional $15 per quarter fee for services provided by ORION.
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & Coaching
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Advisor Information
Office location
2565 West Maple Rd, Troy, MI, 48084
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2015Award / Judgment
Employment History
Current Registrations
Aurora SecuritiesBroker
March 2022 - Present · 3 yrs 10 mos
Secure Asset Management, L.L.C.
February 2022 - Present · 3 yrs 11 mos
Previous Registrations
Heber Fuger Wendin INC
October 2019 - November 2021 · 2 yrs 1 mo
Sigma Financial CorporationBroker
June 2012 - December 2018 · 6 yrs 6 mos
Multi-Bank Securities, INC.Broker
September 2009 - June 2012 · 2 yrs 9 mos
Berthel, Fisher & Company Financial Services, INC. Broker
March 2004 - December 2008 · 4 yrs 9 mos
State Registrations1 state
MI
Advisor
Exams
No exam information available for this advisor.