Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.00% |
| $500K - $1.0M | 0.80% |
| $1.0M - $2.0M | 0.60% |
| $2M+ | 0.40% |
Fee schedule can be negotiable under special circumstances.
Fee Estimator
PFG's fees for investment accounts are based on a percentage of assets under management. For non-discretionary accounts, the maximum annual fee is 2.00%, and each client's fee is negotiated individually. Fees and account minimums are negotiable based on various criteria. Clients have five business days to rescind the agreement and receive a full refund. After that, clients may terminate the agreement with a 30-day written notice, with prepaid, unearned fees promptly refunded.
Areas of Practice
Advisor Information
Office location
725 Sixth Street, Eureka, CA, 95501-1103
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Francoise jointly owns and manages a residential investment property with her husband since 1991. This activity requires minimal time and does not occur during securities trading hours.