AE
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
18 advisors
Number of Clients
804 clients
Average Client Portfolio
$446K average
Assets Under Management
$358.6M
Fee Structure
Minimum Investment:None
Rossby Financial offers investment management services for an annual fee based on assets under management. The management fee is negotiable and varies depending on the size and composition of a client’s portfolio, the type of services rendered, and the representative providing services. The maximum management fee will not exceed 2.5% of the assets under management.
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningHigh Net Worth
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Advisor Information
Office location
2412 Irwin Street, Melbourne, FL, 32901
Get directionsRegulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2010Denied
Customer Dispute
May 2009Settled
Other Business ActivitiesSells Insurance
Andrew is the CEO, President, and CCO of Rossby Financial LLC, owner and agent at Rossby Insurance, and owner of Rossby Wealth. He also works as a tax preparer, independent insurance agent, owner of ROffice, Chief Experience Officer at Practice Intelligence, LLC, and board member at Archive Intel, dedicating varying amounts of time to each.
Employment History
Current Registrations
Rossby Financial, LLC
March 2023 - Present · 2 yrs 10 mos
Private Client Services, LLC Broker
March 2023 - Present · 2 yrs 10 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
August 2012 - March 2023 · 10 yrs 7 mos
Cambridge Investment Research, INC.Broker
August 2012 - March 2023 · 10 yrs 7 mos
Waddell & Reed, INC.
January 2011 - August 2012 · 1 yr 7 mos
Waddell & Reed, INC.Broker
January 2011 - August 2012 · 1 yr 7 mos
Cambridge Investment Research Advisors, INC.
May 2009 - December 2010 · 1 yr 7 mos
Cambridge Investment Research, INC.Broker
May 2009 - December 2010 · 1 yr 7 mos
Charles Schwab & Co., INC.
April 2007 - March 2009 · 1 yr 11 mos
Charles Schwab & Co., INC. Broker
April 2007 - March 2009 · 1 yr 11 mos
Merrill Lynch Pierce Fenner & Smith INC.
April 2006 - April 2007 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
April 2006 - April 2007 · 1 yr
Raymond James & Associates, INC.
April 2005 - January 2006 · 9 mos
Raymond James & Associates, INC. Broker
May 2004 - January 2006 · 1 yr 8 mos
State Registrations11 states
FLMAMDMINCOHORPATXVAWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.