Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.15% |
| $500K - $1.5M | 1.10% |
| $1.5M - $3.5M | 1.00% |
| $3.5M - $8.5M | 0.90% |
| $8.5M - $20.5M | 0.80% |
| $20.5M - $45.0M | 0.70% |
| $45M+ | 0.70% |
Fees are negotiable above $45,000,000. The fee structure above is for Managed Funds & Stocks. Individual Bonds have a different fee structure: On the First $500,000: 0.80%, On the Next $1,000,000: 0.70%, On the Next $2,000,000: 0.60%, On the Next $5,000,000: 0.50%, On the Next $12,000,000: 0.40%, On the Next $24,500,000: 0.30%, Above $45,000,000: Negotiable
Fee Estimator
Our discretionary asset management fee is calculated using a tiered schedule based on the type of asset (Managed Funds & Stocks or Individual Bonds) and the amount of assets under management. For accounts with both asset types, a blended fee is calculated. The firm has a minimum management fee of $750 per quarter. Financial planning is offered on a fixed fee basis, ranging between $1,000 and $100,000. Ongoing financial planning consists of an initial planning fee ranging between $599 and $2999 and ongoing fee that is paid monthly, in arrears, at the rate of $99 ‐ $999 per month. Bespoke service fees are 1.5% quarterly, paid in arrears, with a minimum AUM of $3 million.
Areas of Practice
Advisor Information
Office location
870 Market St, Suite 482, San Francisco, CA, 94104
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Shane is a licensed insurance agent selling life and long-term care insurance policies, dedicating a few hours per week to this activity. This activity involves selling and servicing existing policies for clients and is investment-related.