Firm Information
Compensation
Fee-Only (AUM)Fixed/HourlyFirm Size
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.75% |
| $500K - $750K | 1.50% |
| $750K - $1.0M | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.80% |
| $10.0M - $15.0M | 0.70% |
| $15.0M - $25.0M | 0.60% |
| $25M+ | 0.50% |
Fees are negotiable and may be lower based on various factors.
Fee Estimator
The firm charges an annual investment advisory fee based on a percentage of assets under management. The fee is negotiable and generally ranges up to 1.75%. For stand-alone financial planning and consulting, the firm generally charges $650 per hour. The firm requires an annual minimum fee of $10,000 for investment advisory services, which may result in a higher percentage fee for clients with less than $571,428 in assets.
Areas of Practice
Advisor Information
Office location
4741 Caughlin Parkway, Suite 3, Reno, NV, 89519
Get directionsContact
Joseph Robert HollenRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Open Window Financial Solutions, Ltd.
State Registrations2 states
Exams