Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees are based on a percentage of assets under management, hourly charges, fixed fees, and commissions. All fees are fully disclosed and negotiable. The firm also offers fee-based financial planning services on an hourly or flat fee basis. Clients have the right to rescind the financial planning agreement without penalty within five business days of entering into such a contract. The firm does not dictate a minimum or maximum fee – all fees are reviewed by the compliance staff to confirm the legitimacy of the fees agreed upon.
Areas of Practice
Advisor Information
Office location
5793 Widewaters Parkway, Dewitt, NY, 13214
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Douglas is a 49% partner and principal at Crown Risk Mgmt LLC, an insurance brokerage specializing in health insurance and employee benefits, dedicating nearly full-time hours to this role. He also solicits client accounts for Hazard & Siegel Advisory Services LLC, spending about 10-20% of his time on this activity.