Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Investment management fees range from 0.10% to 1.25% annually, based on assets under management. Financial planning services are billed separately, either hourly ($250-$500/hour) or as an agreed-upon flat fee. Retirement plan advisory services are charged an annual asset-based fee of up to 1.00%, billed quarterly in arrears. Employees and family members of the Advisor may receive waived or reduced fees. The firm does not maintain a minimum fee or a minimum level of account assets.
Areas of Practice
Advisor Information
Office location
711 Westchester Ave., Suite 305, White Plains, NY, 10604
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen operates several businesses, including Trivium Point Advisory and Trivium Point Consulting, which are DBAs for his LPL business, and Trivium Point Advisory LLC, an independent investment advisor firm, dedicating a significant amount of time to these activities. He also works with Quarry Hill Consultants LLC, an insurance agency, selling various insurance products, and Trivium Point Insurance Group as an agent/producer.