HR
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
12 advisors
Number of Clients
486 clients
Average Client Portfolio
$742K average
Assets Under Management
$360.6M
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Advisor Information
Office location
270 Munoz Rivera Ave Suite Mezzanine, 270 Plaza, San Juan, PR, 00918
Get directionsRegulatory History (13)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2021Closed-No Action
Customer Dispute
January 2020Settled
Customer Dispute
September 2019Settled
Customer Dispute
April 2019Settled
Customer Dispute
December 2018Settled
Customer Dispute
October 2018Settled
Customer Dispute
September 2018Settled
Customer Dispute
August 2018Settled
Customer Dispute
April 2018Settled
Customer Dispute
February 2018Settled
Customer Dispute
November 2017Settled
Customer Dispute
June 2017Settled
Customer Dispute
July 2011Settled
Other Business ActivitiesSells Insurance
Hector is a capital partner in Cambioonline.com (inactive) and owns Roosevelt HC Realty, which is being liquidated. He is also an insurance agent with Oriental Insurance LLC, selling life, fixed, and variable annuities, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Oriental Financial Services LLC
March 2021 - Present · 4 yrs 10 mos
Oriental Financial Services LLC Broker
January 2006 - Present · 20 yrs
State Registrations3 states
FLPRTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.