Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $15.0M | 0.85% |
| $15M+ | 0.85% |
Fees negotiable above $15,000,000.
Fee Estimator
Heartland charges an annual fee based on a percentage of your assets under management. The fee is 1.00% on the first $5,000,000, 0.85% on the next $10,000,000, and negotiable above $15,000,000. Fees are generally payable monthly or quarterly. Heartland may negotiate lower fees with investment advisors or other financial intermediaries. Heartland generally does not accept new accounts of less than $1,000,000 for the Value Strategy, Small Cap Value Strategy and Small Cap Value Plus Strategy, and $500,000 for the Mid Cap Value Strategy and Opportunistic Value Equity Strategy.
Areas of Practice
Advisor Information
Office location
790 N Water Street Suite 1200, Milwaukee, WI, 53202
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
William works as a portfolio manager for Heartland Advisors and as a registered representative for ALPS Distributors, Inc., dedicating full-time hours to each role. Both activities are investment-related.