BW

Brett Dunstan Walker

21 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
14 advisors
Number of Clients
406 clients
Average Client Portfolio
$565K average
Assets Under Management
$229.2M

Fee Structure

Financial Planning:Investment management only

SWBC receives a portion of the wrap fee for advisory services. The overall cost may be higher or lower than purchasing services separately. Fees paid to Third-Party Managers range from 0.00% to 1.50% of assets under management. Clients will be responsible for additional fees such as SEC liquidation fees and wire transfer fees. Fees are subject to negotiation.

Areas of Practice
Investment Management
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Advisor Information

Office location

9311 San Pedro Avenue, Suite 600, San Antonio, TX, 78216-4459

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Swbc Investment Company
June 2010 - Present · 15 yrs 7 mos
Swbc Investment Services, LLCBroker
February 2008 - Present · 17 yrs 11 mos
Previous Registrations
Swbc Investment Company
February 2008 - December 2009 · 1 yr 10 mos
Edward Jones
February 2007 - February 2008 · 1 yr
Edward Jones Broker
September 2004 - February 2008 · 3 yrs 5 mos
State Registrations19 states
ALAZCACOCTFLGAMDNCNMNVORPARITNTXVAWIWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.