CK
CFP

Chad Norris Keller

20 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
5 advisors
Number of Clients
58 clients
Average Client Portfolio
$728K average
Assets Under Management
$42.2M

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only

Stringer Asset Management charges an annual investment management fee based on a percentage of assets managed. The fee varies between 0.25% and 1.00%, depending on the market value of assets and scope of services. Fees are exclusive of brokerage commissions and other transaction costs. The firm may negotiate a lesser fee based on certain criteria. The firm does not impose a minimum account size or minimum fee.

Areas of Practice
Investment ManagementRetirement Planning
Loading...

Advisor Information

Office location

5100 Poplar Avenue, Suite 1502, Memphis, TN, 38137

Get directions
Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Chad works for Stringer Asset Management as CCO, handling operations, compliance, and portfolio management since 2013. This takes about a quarter of Chad's time, with a portion of that during trading hours.

Employment History
Current Registrations
Matrix 360 Distributors, LLCBroker
March 2017 - Present · 8 yrs 10 mos
Stringer Asset Management, LLC
February 2013 - Present · 12 yrs 11 mos
Previous Registrations
Matrix Capital Group, INC.Broker
February 2015 - March 2017 · 2 yrs 1 mo
Raymond James & Associates, INC.
February 2013 - February 2013 · 0 mos
Raymond James & Associates, INC. Broker
February 2013 - February 2013 · 0 mos
Morgan Keegan & Company, INC.
August 2005 - February 2013 · 7 yrs 6 mos
Morgan Keegan & Company, INC.Broker
August 2005 - February 2013 · 7 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
March 2005 - August 2005 · 5 mos
Merrill Lynch Pierce Fenner & Smith INC.
March 2005 - August 2005 · 5 mos
Waddell & Reed, INC.
September 2004 - December 2004 · 3 mos
Waddell & Reed, INC.Broker
September 2004 - December 2004 · 3 mos
State Registrations1 state
TN
AdvisorBrokerBoth
Exams
No exam information available for this advisor.