BS

Brian Wesley Sullivan

17 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
101 advisors
Number of Clients
4,342 clients
Average Client Portfolio
$912K average
Assets Under Management
$4.0B

Fee Structure

Minimum Investment:$25K
Financial Plan Fee:$1,500 - $25,000

Thurston Springer charges fees for ERISA fiduciary services based on the selected fee arrangement. These include one-time fees (ranging from $1,500 to $10,000), flat annual fees (ranging from $5,000 to $25,000 per year), and asset-based fees (ranging from 0.10% to 0.50% annually). The firm also charges fees for extra services such as 401(k) reviews, assessed hourly or by increasing the annual fee. Payment for advice can be billed at an hourly rate and may include such matters as working with family members, settling an estate, etc.

Areas of Practice
Retirement PlanningEstate PlanningInvestment Management
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Advisor Information

Office location

9000 Keystone Crossing, Seventh Floor, Indianapolis, IN, 46240

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Thurston Springer Advisors
December 2024 - Present · 1 yr 1 mo
Thurston Springer FinancialBroker
December 2024 - Present · 1 yr 1 mo
Previous Registrations
Wells Fargo Advisors
December 2015 - December 2024 · 9 yrs
Wells Fargo Advisors Financial Network, LLC Broker
November 2015 - December 2024 · 9 yrs 1 mo
J.P. Morgan Securities LLC Broker
October 2008 - July 2012 · 3 yrs 9 mos
Chase Investment Services CORP.Broker
August 2007 - September 2009 · 2 yrs 1 mo
J.P. Morgan Securities INC.Broker
August 2007 - October 2008 · 1 yr 2 mos
Fidelity Brokerage Services LLCBroker
August 2004 - June 2007 · 2 yrs 10 mos
State Registrations1 state
IN
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Brian Wesley Sullivan - Financial Advisor | AdvisorDiscover