AO
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
215 advisors
Number of Clients
5,921 clients
Average Client Portfolio
$326.7M average
Assets Under Management
$1934.2B
Fee Structure
This firm manages investments for institutions and individuals. The brochure does not include a specific fee schedule or mention minimum account sizes. Contact the firm directly for detailed fee information.
Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information
Office location
White Plains, NY
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Andrew is a board member of Surrey Strathmore Owners Inc, a co-op in which he owns shares in a rental property, since 2014. He dedicates minimal time to this activity, and it is not investment-related.
Employment History
Current Registrations
T. Rowe Price Associates, INC.
November 2021 - Present · 4 yrs 2 mos
T. Rowe Price Investment Services, INC.Broker
November 2021 - Present · 4 yrs 2 mos
T. Rowe Price Investment Services, INC.
November 2021 - Present · 4 yrs 2 mos
Previous Registrations
New York Life Investment Management LLC
March 2012 - August 2021 · 9 yrs 5 mos
Eagle Strategies LLC
December 2010 - May 2011 · 5 mos
Nylife Distributors LLCBroker
November 2010 - August 2021 · 10 yrs 9 mos
Clearbridge Advisors, LLC
June 2006 - November 2010 · 4 yrs 5 mos
Legg Mason Investor Services, LLCBroker
June 2006 - November 2010 · 4 yrs 5 mos
Morgan Stanley
October 2005 - June 2006 · 8 mos
Morgan Stanley Dw INC.Broker
September 2004 - June 2006 · 1 yr 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.