Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $2.0M | 1.20% |
| $2.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.60% |
| $10.0M - $20.0M | 0.50% |
| $20M+ | 0.40% |
Fees may be negotiable and may differ from those in the fee schedule. A client may pay more or less than other clients in the same fee tier. Further, Private Wealth provides a fee reduction to its employees and partners.
Fee Estimator
Investment management fees are based on a percentage of assets under management and billed monthly in arrears. Actual fees may be negotiated. Wealth management fees are based on a negotiated flat fee divided into installment payments. The firm provides a fee reduction to its employees and partners. Fixed income accounts and philanthropic accounts have different fee structures. Private placements and alternative investments are billed differently based on valuation updates.
Areas of Practice
Advisor Information
Office location
1100 Capitol Avenue, Suite 200, Omaha, NE, 68102
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is a licensed insurance agent since May 2023, selling sickness, accident, health insurance, life insurance, and annuities. This takes a few hours per week, including time during trading hours.