Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
37 advisors
Number of Clients
4,697 clients
Average Client Portfolio
$8.5M average
Assets Under Management
$40.1B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only

TCW charges investment management fees generally computed as a percentage of the market value of assets under management. Fees are typically billed quarterly in arrears, though some are billed monthly. The investment management fee is subject to modification, reduction, and/or waiver, both voluntarily and on a negotiated basis. Minimum account sizes apply, varying by strategy. Wrap program clients should refer to their sponsor's disclosure brochure for fee information.

Areas of Practice
Investment Management
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Advisor Information

Office location

515 South Flower Street, Los Angeles, CA, 90071

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Tcw Funds Distributors LLCBroker
March 2024 - Present · 1 yr 10 mos
Tcw Investment Management Company LLC
March 2024 - Present · 1 yr 10 mos
Tcw Funds Distributors LLC
March 2024 - Present · 1 yr 10 mos
Previous Registrations
Flexible Plan Investments Ltd
March 2021 - February 2024 · 2 yrs 11 mos
Ceros Financial Services, INC.Broker
February 2021 - February 2024 · 3 yrs
Oppenheimer & CO. INC.
October 2018 - November 2020 · 2 yrs 1 mo
Oppenheimer & CO. INC. Broker
July 2018 - November 2020 · 2 yrs 4 mos
Icma-Rc Services, LLCBroker
August 2017 - June 2018 · 10 mos
Morgan Stanley Broker
July 2016 - December 2016 · 5 mos
Nuveen Securities, LLCBroker
May 2016 - July 2016 · 2 mos
Incapital LLCBroker
October 2015 - May 2016 · 7 mos
LPL Financial LLC Broker
May 2011 - September 2015 · 4 yrs 4 mos
Calamos Financial Services LLCBroker
May 2007 - March 2011 · 3 yrs 10 mos
Usf Securities, L.P.Broker
May 2006 - May 2007 · 1 yr
TD Waterhouse Investor Services, INC.Broker
March 2005 - June 2005 · 3 mos
Morgan Stanley Dw INC.Broker
October 2004 - February 2005 · 4 mos
State Registrations2 states
CAFL
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Anna E Kinsella - Financial Advisor | AdvisorDiscover