Firm Information
Compensation
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Average Client Portfolio
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Fee Structure
SWP offers various advisory services with different fee structures. Clients may pay a management fee plus transaction charges (non-wrap) or a single wrap fee. Financial planning services are available for a flat fee, subscription, or hourly rate. A minimum account value of $10,000 is generally required for advisor-managed accounts, but this may be lower in certain instances. Hourly consulting fees are charged by IARs.
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Advisor Information
Office location
2900 Westchester Ave. Suite 308, Purchase, NY, 10577
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No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Adam operates under several DBAs, including Gayle Lob Financial Strategies and Lob Planning Group. He also works as an agent selling permanent life, long-term care, and disability insurance, dedicating about 10-20% of his time to this activity, and spends a significant amount of time (nearly full-time) on Stratos Private Wealth.