CD
CFP

Caroline Paun Dougher

21 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
31 advisors
Number of Clients
946 clients
Average Client Portfolio
$2.8M average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:$250K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.5M1.00%
$2.5M - $5.0M0.75%
$5.0M - $10.0M0.50%
$10M+0.50%

Fees are negotiable for assets over $10 million.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$2,500

You'll typically pay an annual management fee based on the value of your assets (see rates in table). For example, a $1 million portfolio would cost $10,000 per year. Fees are subject to negotiation. Accounts may be subject to a minimum fee of $2,500. Basic financial planning is included for asset management clients. Financial planning is also offered separately for a fixed fee. Consulting services are available at a fixed or hourly rate.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningCharitable GivingFinancial Planning & CoachingHigh Net Worth
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Advisor Information

Office location

2002 Summit Boulevard, Suite 120, Atlanta, GA, 30319

Get directions
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2015
Denied
Other Business ActivitiesSells Insurance

Caroline is an agent with Aprio Risk Management, LLC, selling various insurance products since 2022. She dedicates time to this activity as needed.

Employment History
Current Registrations
Aprio Wealth Management, LLC
May 2022 - Present · 3 yrs 8 mos
Previous Registrations
Mercer Global Advisors INC.
February 2022 - April 2022 · 2 mos
Hawsgoodwin Wealth
May 2015 - May 2022 · 7 yrs
Purshe Kaplan Sterling InvestmentsBroker
May 2015 - November 2016 · 1 yr 6 mos
Suntrust Investment Services, INC.Broker
February 2007 - May 2015 · 8 yrs 3 mos
Suntrust Investment Services, INC.
February 2007 - May 2015 · 8 yrs 3 mos
Merrill Lynch Pierce Fenner & Smith INC.
October 2004 - February 2007 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
October 2004 - February 2007 · 2 yrs 4 mos
State Registrations1 state
TN
Advisor
Exams
No exam information available for this advisor.