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Daniel J Fixler

20 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
76 advisors
Number of Clients
45 clients
Average Client Portfolio
$7.2B average
Assets Under Management
$322.1B

Fee Structure

Financial Planning:Investment management only

PGIM Investments receives fees and/or cost reimbursements for research and recommendation services provided to affiliated insurance companies. For PGIM Model Portfolios, they receive a management fee for managing the assets of the underlying PGIM mutual funds and PGIM ETFs, if any, that are included in the portfolios. PGIM Investments does not directly charge a fee to any Third-Party Advisors or the clients of any Third-Party Advisors for accessing the PGIM Model Portfolios on the Third-Party Platform(s).

Areas of Practice
Investment Management
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Advisor Information

Office location

Sudbury, MA

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Pgim Investments LLC
January 2023 - Present · 3 yrs
Prudential Investment Management Services LLCBroker
January 2023 - Present · 3 yrs
Prudential Investment Management Services LLC
January 2023 - Present · 3 yrs
Previous Registrations
John Hancock Investment Management LLC
October 2019 - January 2023 · 3 yrs 3 mos
John Hancock Investment Management Distributors LLCBroker
October 2019 - January 2023 · 3 yrs 3 mos
Signator Investors, INC.
November 2013 - November 2018 · 5 yrs
Signator Investors, INC.Broker
November 2013 - November 2018 · 5 yrs
MML Investors Services, LLC
March 2011 - November 2013 · 2 yrs 8 mos
MML Investors Services, LLC Broker
June 2009 - November 2013 · 4 yrs 5 mos
RBC Capital Markets Corporation Broker
March 2009 - April 2009 · 1 mo
RBC Capital Markets Corporation
March 2009 - April 2009 · 1 mo
Ferris, Baker Watts, LLC
August 2005 - March 2009 · 3 yrs 7 mos
Ferris, Baker Watts, LLCBroker
July 2005 - March 2009 · 3 yrs 8 mos
AXA Advisors, LLC Broker
September 2004 - July 2005 · 10 mos
State Registrations51 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Daniel J Fixler - Financial Advisor | AdvisorDiscover