Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio management fees are a maximum of 2.00% annually, based on factors like asset level, service complexity, and the overall relationship. Financial planning services are offered for up to $25,000, with the fee determined by the plan's complexity and desired service level. An initial financial planning fee is paid in advance and is non-refundable unless the contract is terminated within five days of signing. The firm requires a minimum balance of $25,000 to open an account, though some accounts of lesser size may be accepted at their discretion.
Areas of Practice
Advisor Information
Office location
100 Western Boulevard, Glastonbury, CT, 06033
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Carlos owns a commercial property through Waldemar Realty LLC, spending minimal time working with the property manager. He also provides entrepreneurial coaching to financial advisors through AdviceOne Empowerment Coaching LLC, dedicating a few hours per week.