CM

Chris James Maudlin

20 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
51 advisors
Number of Clients
1,457 clients
Average Client Portfolio
$2.1M average
Assets Under Management
$3.0B

Fee Structure

Minimum Investment:$1M
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.3M1.50%
$1.3M - $5.0M1.00%
$5M+0.75%

Subject to a minimum annual advisory fee of $20,000. AlphaCore may negotiate to waive the annual minimum fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$20,000

AlphaCore charges fees based on a percentage of assets under management, billed quarterly. The standard fee schedule is tiered, with rates decreasing as assets increase. The minimum annual advisory fee is $20,000, but this may be waived. Fees are negotiable based on various factors. Sub-adviser fees are separate and in addition to AlphaCore's fees. Clients may also be subject to embedded fees and expenses from investments like hedge funds, ETFs, and mutual funds.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate Planning
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Advisor Information

Office location

875 Prospect Street, Suite 315, La Jolla, CA, 92037

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2012
Denied
Employment History
Current Registrations
Alphacore Capital LLC
September 2020 - Present · 5 yrs 4 mos
Previous Registrations
Altegris Advisors, LLC
March 2018 - September 2020 · 2 yrs 6 mos
Altegris Investments, LLCBroker
July 2009 - September 2020 · 11 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2006 - November 2008 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
September 2006 - November 2008 · 2 yrs 2 mos
Morgan Stanley
September 2005 - September 2006 · 1 yr
Morgan Stanley Dw INC.Broker
September 2005 - September 2006 · 1 yr
Citicorp Investment ServicesBroker
October 2004 - July 2005 · 9 mos
State Registrations7 states
CACOCTILNYTXWI
Advisor
Exams
No exam information available for this advisor.