AM
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
1880 advisors
Number of Clients
817,328 clients
Average Client Portfolio
$368K average
Assets Under Management
$300.4B
Fee Structure
Minimum Investment:$100
Financial Planning:Included in AUM fee
This brochure does not include a fee table with fixed rates. Fees are not fixed, they vary within ranges.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information
Office location
2525 Water Ridge Parkway, 100 North Falls Plaza, Ste 100, Charlotte, NC, 28217
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2020Settled
Other Business Activities
Adam is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This activity is not investment-related.
Employment History
Current Registrations
Vanguard Advisers, INC.
January 2015 - Present · 11 yrs
Vanguard Marketing Corporation
November 2004 - Present · 21 yrs 2 mos
Vanguard Marketing CorporationBroker
November 2004 - Present · 21 yrs 2 mos
State Registrations3 states
NCTNTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.