AE
Firm Information
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
3845 advisors
Number of Clients
323,031 clients
Average Client Portfolio
$317K average
Assets Under Management
$102.4B
Fee Structure
This firm offers financial planning, financial wellness, and investment management services. Fees vary depending on the service and platform used. Contact the firm for specific fee information, as fees can vary based on the Financial Professional and client location. The firm does not specify AUM fee tiers in this brochure.
Areas of Practice
Financial Planning & CoachingRetirement PlanningEstate PlanningEducation PlanningDivorce PlanningSpecial Needs PlanningInvestment Management
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Advisor Information
Office location
780 3rd Ave 19th Floor, New York, NY, 10017
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
February 2025 - Present · 11 mos
Cambridge Investment Research Advisors, INC.
February 2025 - Present · 11 mos
Previous Registrations
HUB International Investment Services INC.Broker
July 2023 - May 2024 · 10 mos
Global Retirement Partners LLC
September 2019 - May 2024 · 4 yrs 8 mos
PNC Capital Advisors LLC
October 2015 - May 2019 · 3 yrs 7 mos
PNC Funds Distributor, LLCBroker
June 2015 - May 2019 · 3 yrs 11 mos
Questar Capital CorporationBroker
January 2014 - April 2015 · 1 yr 3 mos
Wts Proprietary Trading Group LLCBroker
July 2013 - December 2013 · 5 mos
Wts Proprietary Trading Group LLCBroker
January 2012 - June 2013 · 1 yr 5 mos
Ing Financial Advisers, LLCBroker
September 2008 - November 2011 · 3 yrs 2 mos
Ing Investment Advisors, LLC Broker
September 2005 - September 2008 · 3 yrs
Citistreet Equities LLCBroker
March 2005 - September 2005 · 6 mos
State Registrations1 state
NY
Advisor
Exams
No exam information available for this advisor.