DM

David Forrest Millheim

4 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
41 advisors
Number of Clients
8,726 clients
Average Client Portfolio
$725K average
Assets Under Management
$6.3B

Fee Structure

Financial Planning:Included in AUM fee
Hourly Rate:$100 - $500/hr

Wealth management and Customized Portfolio Platform fees range from 0.15% to 2.00% annually, based on assets under management and the complexity of services. Sleeve manager strategy service fees range from 0.08% to 1.25% annually. Financial planning and consulting services are offered on an hourly basis ($100 to $500 per hour) or for a fixed fee, which is negotiable. Corporate retirement plan advisory fees are charged up to 2.00% annually. AWM also assesses an annual account fee, as stated in the client's investment advisory agreement. Clients may also incur servicing and reporting fees for certain assets held outside of advisory accounts.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate Planning
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Advisor Information

Office location

6005 Hidden Valley Road, Suite 290, Carlsbad, CA, 92011

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

David works as an insurance agent since 2019, selling life, accident, and health insurance. This activity is not investment-related.

Employment History
Current Registrations
Axxcess Wealth Management, LLC
August 2024 - Present · 1 yr 5 mos
Previous Registrations
P.J. Robb Variable CorporationBroker
January 2018 - November 2018 · 10 mos
Metlife Securities INC.Broker
December 2012 - January 2013 · 1 mo
Wells Fargo Advisors, LLC Broker
October 2011 - August 2012 · 10 mos
Great American Advisors, INC. Broker
January 2006 - February 2007 · 1 yr 1 mo
State Registrations1 state
UT
Advisor
Exams
No exam information available for this advisor.