EB
CFA
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
4 advisors
Number of Clients
2 clients
Average Client Portfolio
$2.6B average
Assets Under Management
$5.3B
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Advisor Information
Office location
1430 Blake Street, Denver, CO, 80202-1316
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Eric is an investor at Smith Capital Investors, dedicating full-time hours to investment management, including full-time hours during trading hours.
Employment History
Current Registrations
Smith Capital Investors, LLC
June 2018 - Present · 7 yrs 7 mos
Alps Distributors, INC.Broker
May 2018 - Present · 7 yrs 8 mos
Previous Registrations
Janus Distributors LLCBroker
October 2005 - March 2017 · 11 yrs 5 mos
State Registrations1 state
CO
AdvisorBrokerBoth
Exams
No exam information available for this advisor.